Legal Officer
Job Description
Background
Our client is a leading Proprietary Trading Group. The ideal candidate will bring expertise from top-tier law firms or experience in the fintech and financial services industries. This role is fast-paced and demands a thorough understanding of legal frameworks and transaction structures.
Duties:
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Analyze and provide insights on legal documents related to the company’s operations.
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Offer strategic advice, structure, negotiate, and oversee investment transactions and projects.
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Design and maintain the company’s compliance policies and procedures.
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Perform AML/KYC and customer due diligence (CDD) checks for new counterparties, including risk evaluations and ongoing transaction oversight.
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Draft and submit regulatory reports and manage communications with authorities as required.
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Work closely with various departments to address legal and compliance needs, including the creation of training programs and awareness campaigns.
Requirements:
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A bachelor’s degree or higher in law, finance, business, or a related discipline.
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3-5 years of relevant experience in fintech, financial services, or a similar field.
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Solid knowledge of financial regulations, with hands-on experience in debt financing, investment deals, and corporate legal practices.
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Proactive, team-oriented, and adaptable, with the ability to excel in a dynamic, fast-paced environment.
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Fluency in both English and Chinese (written and spoken).