Head of Compliance
11-12-2024
Job Type
Permanent
Emp Type
Full Time
Salary Type
Annual
Salary
Negotiable
Job ID
34044
Job Description
Responsibilities:
- Collaborate closely with executive leadership and business units to offer proactive, comprehensive advice focused on business needs while supporting the launch of new products and solutions
- Serve as the primary liaison for managing relationships with local regulatory bodies and ensuring compliance with ongoing licensing requirements
- Provide guidance on business practices and compliance issues, including financial crime, technology risks, and data privacy and protection
- Assist in evaluating marketing materials to ensure adherence to local regulations
- Review, update, and develop company policies and procedures to align with Hong Kong's regulatory standards
- Enhance the team's understanding of recent regulatory changes impacting the business and provide contextual insights
- Manage the annual internal audit conducted by an external service provider, and offer support during external audits as needed
- Report directly to the Head of Hong Kong, with a secondary reporting line to the Head of Legal & Regulatory Affairs at the Singapore headquarters
- More than a decade of experience in compliance, preferably within financial institutions, particularly in asset management, wealth management, or consulting firms
- Proficient at simplifying complex issues and articulating practical, risk-oriented solutions
- Skilled in engaging with diverse stakeholders, including internal teams, sales, external financial partners, and executives
- Enthusiastic about exploring innovative fintech business models and understanding their structural nuances
- Excellent organizational abilities